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Lobbying disclosures · Lobbying report

NTRS: third_quarter 2026 lobbying report

Regulatory Capital Rule (Category I and II Banking Organizations, Trading Activity, 91 FR 14952): issues related to Sec. on Off-Balance Sheet Exposures revising the definition of commitment and applicable credit conversion factor. Dodd Frank Act; 12 U.S.C. Section 1844(b) & 1467(a)(g)(1): issues related to revision to Tier 1 Leverage Ratio in compliance with Section 171 of the Dodd Frank Act. H.R. 2089 - Generating Retirement Ownership Through Long-Term Holding: issues related to Sec. 2 Deferral of reinvested capital gain dividends of regulated investment companies. H.R. 8338 - Safeguarding Am

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Became public
Oct 20, 2026, 3:38 PM EDT
Event / period date
Not stated
Collected
Nov 11, 2026, 6:19 PM EST

Why this is connected

Legal-name match: NORTHERN TRUST CORPORATION is NORTHERN TRUST CORP (https://www.sec.gov/Archives/edgar/data/73124/), differing only in punctuation, "the" or suffix spelling (Corp/Corporation).

Reported lobbying amounts

Expenses: $100,000.00

These are different reporting measures. They are not added together or treated as spending on one particular bill.

Source evidence

Read the source excerpt or record
{"url":"https://lda.gov/api/v1/filings/c8f66687-e8ad-4320-8125-1fa86d781487/","filing_uuid":"c8f66687-e8ad-4320-8125-1fa86d781487","filing_type":"Q3","filing_type_display":"3rd Quarter - Report","filing_year":2026,"filing_period":"third_quarter","filing_period_display":"3rd Quarter (July 1 - Sep 30)","filing_document_url":"https://lda.gov/filings/public/filing/c8f66687-e8ad-4320-8125-1fa86d781487/print/","filing_document_content_type":"text/html","income":null,"expenses":"100000.00","expenses_method":"A","expenses_method_display":"A","posted_by_name":"Wayne S. Muldrow","dt_posted":"2026-10-20T15:38:09-04:00","termination_date":null,"registrant_country":"United States of America","registrant_ppb_country":null,"registrant_address_1":"50 South LaSalle Street","registrant_address_2":"M-9","registrant_different_address":false,"registrant_city":"Chicago","registrant_state":"IL","registrant_zip":"60603","registrant":{"id":400621887,"url":"https://lda.gov/api/v1/registrants/400621887/","house_registrant_id":null,"name":"NORTHERN TRUST CORPORATION","description":"Banking and Financial Services","address_1":"50 South LaSalle Street","address_2":"M-9","address_3":null,"address_4":null,"city":"Chicago","state":"IL","state_display":"Illinois","zip":"60603","country":"US","country_display":"United States of America","ppb_country":"US","ppb_country_display":"United States of America","contact_name":"WAYNE S. MULDROW","contact_telephone":"+1 312-444-3953","dt_updated":"2026-07-30T11:55:37.796266-04:00"},"client":{"id":193597,"url":"https://lda.gov/api/v1/clients/193597/","client_id":12,"name":"NORTHERN TRUST CORPORATION","general_description":null,"client_government_entity":false,"client_self_select":true,"state":"IL","state_display":"Illinois","country":"US","country_display":"United States of America","ppb_state":"IL","ppb_state_display":"Illinois","ppb_country":"US","ppb_country_display":"United States of America","effective_date":"2010-04-01"},"lobbying_activities":[{"general_issue_code":"BAN","general_issue_code_display":"Banking","description":"Regulatory Capital Rule (Category I and II Banking Organizations, Trading Activity, 91 FR 14952): issues related to Sec. on Off-Balance Sheet Exposures revising the definition of commitment and applicable credit conversion factor. Dodd Frank Act; 12 U.S.C. Section 1844(b) & 1467(a)(g)(1): issues related to revision to Tier 1 Leverage Ratio in compliance with Section 171 of the Dodd Frank Act.","foreign_entity_issues":"","lobbyists":[{"lobbyist":{"id":52264,"prefix":"mrs","prefix_display":"MRS.","first_name":"KELLY KING","nickname":null,"middle_name":null,"last_name":"DIBBLE","suffix":null,"suffix_display":null},"covered_position":null,"new":false}],"government_entities":[{"id":54,"name":"Federal Deposit Insurance Corporation (FDIC)"},{"id":62,"name":"Federal Reserve System"},{"id":183,"name":"Office of the Comptroller of the Currency (OCC)"},{"id":41,"name":"Treasury, Dept of"}]},{"general_issue_code":"RET","general_issue_code_display":"Retirement","description":"H.R. 2089 - Generating Retirement Ownership Through Long-Term Holding: issues related to Sec. 2 Deferral of reinvested capital gain dividends of regulated investment companies. H.R. 8338 - Safeguarding Americans Fairly Earned Retirement Act of 2026: issues related federal pre-emption override state seizure and liquidation of unclaimed securities, digital assets and investment accounts.","foreign_entity_issues":"","lobbyists":[{"lobbyist":{"id":52264,"prefix":"mrs","prefix_display":"MRS.","first_name":"KELLY KING","nickname":null,"middle_name":null,"last_name":"DIBBLE","suffix":null,"suffix_display":null},"covered_position":null,"new":false}],"government_entities":[{"id":2,"name":"HOUSE OF REPRESENTATIVES"}]}],"conviction_disclosures":[],"foreign_entities":[],"affiliated_organizations":[]}

Congressional trading in NTRS

These disclosures provide context. Their presence does not establish a link between a trader and the event.

Original documents control. Public records can be amended, and company connections may require interpretation. Nothing here is investment advice.