MS: 10-Q financial filing

ms-20260930 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2026 Commission File Number 1-11758 (Exact name of Registrant as specified in its charter) Delaware Attention: Corporate Secretary 1585 Broadway 36-3145972 (212) 761-4000 (State or other jurisdiction of incorporation or organization) New York, NY 10036 (I.R.S. Employer Identification No.) (Registrant’s telephone number, including area code) (Address of principal executive offices, including Zip Code) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of exchange on which registered Common Stock, $0.01 par value MS New York Stock Exchange Depositary Shares, each representing 1/1,000th interest in a share of Floating Rate MS/PA New York Stock Exchange Non-Cumulative Preferred Stock, Series A, $0.01 par value Depositary Shares, each representing 1/1,000th interest in a share of Fixed-to-Floating Rate MS/PE New York Stock Exchange Non-Cumulative Preferred Stock, Series E, $0.01 par value Depositary Shares, each representing 1/1,000th interest in a share of Fixed-to-Floating Rate MS/PF New York Stock Exchange Non-Cumulative Preferred Stock, Series F, $0.01 par value Depositary Shares, each representing 1/1,000th interest in a share of Fixed-to-Floating Rate MS/PI New York Stock Exchange Non-Cumulative Preferred Stock, Series I, $0.01 par value Depositary Shares, each representing 1/1,000th interest in a share of Fixed-to-Floating Rate MS/PK New York Stock Exchange Non-Cumulative Preferred Stock, Series K, $0.01 par value Depositary Shares, each representing 1/1,000th interest in a share of 4.875% MS/P